Compliance officer

Lui*** ***** (XX Anni)
Market Supervision Manager a Borsa Italiana S.p.A.
Università Commerciale L. Bocconi
Milano,
Lombardia
|
Esperienza
Market Supervision Manager
Borsa Italiana S.p.A.
lug 2011 - mag 2021
- Real-time monitoring and management of trading parameters on financial instruments listed on EuroTLX Market (equities, bonds and certificates) 
- Off-line analysis of trading activity to identify potential breaches in accordance with MiFid II, MAR and AML/CFT legislation 
- Recurrent and ad-hoc investigation reports to the relevant Authorities on market surveillance topics 
- Cooperation in the development of new business projects such as new clients on-boarding and analysis of new financial products to be listed 
- Support to the optimization and improvements of Market Surveillance methods and procedures in compliance with the legal framework and in order to include future business development
Formazione
Laurea Magistrale in Economia e management delle istituzioni e dei mercati finanziari
Università Commerciale L. Bocconi
set 2006 - dic 2008

          
        
Lingue
Inglese - Fluente